Publications

We investigate the relationship between the K-edge fine structure of isolated single-wall carbon nanotubes (SWCNTs) and the Van Hove singularities (VHSs) in the conduction band density of states. To this end, we model X-ray absorption spectra of SWCNTs using the final-state approximation and the Bethe-Salpeter equation (BSE) method. Both methods can reproduce the experimental fine structure, where the BSE results improve on peak positions and amplitude rations compared to the final-state approximation. When the fine structure in the modeled spectra is related to the VHSs significant differences are found. We suggest that these differences arise due to modifications of the core exciton wavefunctions induced by the confinement along the circumference. Additionally, we analyze the character of core excitons in SWCNTs and find that the first bright excitons are Frenkel excitons while higher-lying excitons are charge resonance states. Finally, we suggest that the qualitative picture based on VHSs in the density of states holds when there is a large energy gap between successive VHSs.

No abstract is provided for this article.

We present ab initio local-density-functional calculations of the structural and electronic properties of clean and hydrogenated diamond (111) surfaces with one and three dangling bonds (1db, 3db), respectively. For the clean 1db-surface we predict a (2 × 1) reconstruction with symmetric, very slightly buckled dimers at the surface, and a stronger buckling in the deeper layers. Hydrogenation leads to a complete de-reconstruction of the (111)-1db surface. For the 3db-surfaces we have performed a comparative study of the (2 × 1) and ( 3 × 3 ) reconstructions and find the (2 × 1) structure to have a slightly lower energy for both the clean and the hydrogenated surfaces.

Understanding collective phenomena in quantum materials from first principles is a promising route toward engineering materials properties on demand and designing new functionalities. This work examines the quantum paraelectric state, an elusive state of matter characterized by the smooth saturation of the ferroelectric instability at low temperature due to quantum fluctuations associated with anharmonic phonon effects. The temperature-dependent evolution of the soft ferroelectric phonon mode in the quantum paraelectric KTaO$_3$ in the range 0-300 K is modelled by combining density functional theory (DFT) calculations with the stochastic self-consistent harmonic approximation assisted by an on-the-fly machine-learned force field. The calculated data show that including anharmonic terms is essential to stabilize the spurious imaginary ferroelectric phonon predicted by DFT, in agreement with experiments. Augmenting the DFT workflow with machine-learned force fields allows for efficient stochastic sampling of the configurational space using large supercells in a broad and dense temperature range, inaccessible by conventional ab initio protocols. This work proposes a robust computational workflow capable of accounting for collective behaviors involving different degrees of freedom and occurring at large time/length scales, paving the way for precise modeling and control of quantum effects in materials.

Point defects and impurities strongly affect the physical properties of materials and have a decisive impact on their performance in applications. First-principles calculations have emerged as a powerful approach that complements experiments and can serve as a predictive tool in the identification and characterization of defects. The theoretical modeling of point defects in crystalline materials by means of electronic-structure calculations, with an emphasis on approaches based on density functional theory (DFT), is reviewed. A general thermodynamic formalism is laid down to investigate the physical properties of point defects independent of the materials class (semiconductors, insulators, and metals), indicating how the relevant thermodynamic quantities, such as formation energy, entropy, and excess volume, can be obtained from electronic structure calculations. Practical aspects such as the supercell approach and efficient strategies to extrapolate to the isolated-defect or dilute limit are discussed. Recent advances in tractable approximations to the exchange-correlation functional ($\mathrm{DFT}+U$, hybrid functionals) and approaches beyond DFT are highlighted. These advances have largely removed the long-standing uncertainty of defect formation energies in semiconductors and insulators due to the failure of standard DFT to reproduce band gaps. Two case studies illustrate how such calculations provide new insight into the physics and role of point defects in real materials.

We present a systematic investigation of the role and importance of excitonic effects on the optical properties of transitions metal oxide perovskites. A representative set of fourteen compounds has been selected, including 3$d$ (SrTiO$_3$, LaScO$_3$, LaTiO$_3$, LaVO$_3$, LaCrO$_3$, LaMnO$_3$, LaFeO$_3$ and SrMnO$_3$), 4$d$ (SrZrO$_3$, SrTcO$_3$ and Ca$_2$RuO$_4$) and 5$d$ (SrHfO$_3$, KTaO$_3$ and NaOsO$_3$) perovskites, covering a band gap ranging from 0.1 eV to 6.1 eV and exhibiting different electronic, structural and magnetic properties. Optical conductivities and optical transitions including electron-hole interactions are calculated through the solution of the Bethe-Salpeter equation (BSE) with quasi-particle energies evaluated by single-shot $G_0W_0$ approximation. The exciton binding energies are computed by means of a model-BSE (mBSE), carefully benchmarked against the full BSE method, in order to obtain well-converged results in terms of k-point sampling. The predicted results are compared with available measured data, with an overall satisfactory agreement between theory and experiment.

There has been considerable recent interest in density functionals incorporating random phase approximation (RPA) ground-state correlation. By virtue of its full nonlocality, RPA correlation is compatible with exact Hartree-Fock-type exchange and describes van der Waals interactions exceptionally well [B. G. Janesko et al., J. Chem. Phys. 130, 081105 (2009); J. Chem. Phys. 131, 034110 (2009)]. One caveat is that RPA correlation contains one-electron self-interaction error, which leads to disturbingly large correlation energies in the stretched bond situation of, e.g., H(2)(+), He(2)(+), or Ne(2)(+). In the present work, we show that inclusion of second-order screened exchange rectifies the aforementioned failure of RPA correlation. We present a large number of molecular benchmark results obtained using full-range as well as long-range corrected hybrids incorporating second-order screened exchange correlation. This correction has a generally small, and sometimes undesirable, effect on RPA predictions for chemical properties, but appears to be very beneficial for the dissociation of H(2)(+), He(2)(+), and Ne(2)(+).

Employing the Vienna ab initio simulation package, the total energies of six possible structures for the ${\mathrm{AB}}_{3}$ and ${A}_{3}B$ types were calculated as a function of their lattice constant(s). The calculation results predicted that the ${D0}_{19},$ ${L1}_{2},$ and ${D0}_{3}$ structures were relatively stable in the Ni-W system. Experimentally, a ${\mathrm{NiW}}_{3}$ hcp phase was indeed obtained in the ${\mathrm{Ni}}_{25}{\mathrm{W}}_{75}$ multilayered films upon thermal annealing and its lattice constants were in good agreement with the calculated ones.

The structural properties of graphite, such as the interlayer equilibrium distance, the elastic constant, and the net layer binding energy, are obtained using the adiabatic-connection fluctuation-dissipation theorem in the random phase approximation. Excellent agreement is found with the available experimental data; however, our computed binding energy of 48 meV per atom is somewhat smaller than the one obtained by quantum Monte Carlo methods. The asymptotic behavior of the interlayer dispersion interaction, previously derived from analytic approximations, is explicitly demonstrated to follow a d-3 behavior at very large distances.